FINRA Licensed RIA Operations Specialist

Job is Expired

Location: Remote

Compensation: Salary

Reviewed: Thu, Mar 05, 2026

Job Category: Financial

Employer Type: Employer

Career Level: Experienced

Education Level: Bachelors

Job Summary

A company is looking for an RIA Operations Specialist.

Key Responsibilities

Handle incoming calls regarding product types and account information
Provide subject matter expertise on various platforms and assist in training new staff
Identify and resolve operational and compliance issues while suggesting process improvements

Required Qualifications

Bachelor's Degree
1-2 years of relevant experience
Holds Series 7 or is a subject matter expert in specific processing functions
Knowledge of the managed account industry
Proficiency with Microsoft Office

COMPLETE JOB DESCRIPTION

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Job is Expired

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