FINRA Licensed RIA Specialist

Job Summary

A company is looking for an RIA Operations Specialist to provide customer service and operational support in a fast-paced environment.

Key Responsibilities

• Handle incoming calls regarding product types, investment information, and financial processing requests
• Provide subject matter expertise on various platforms and assist in training new staff
• Identify and resolve operational and compliance issues while implementing process improvements

Required Qualifications

• Bachelor's Degree
• 1-2 years of relevant experience
• Holds Series 7 or is a subject matter expert in specific core processing functions
• Knowledge of the managed account industry
• Proficiency with Microsoft Office