FINRA Licensed RIA Specialist

Job Summary

A company is looking for an RIA Operations Specialist to manage operational tasks and provide customer support in a remote setting.

Key Responsibilities

• Handle incoming calls related to product and account inquiries
• Provide subject matter expertise on various platforms and assist in training new staff
• Identify and resolve operational issues while implementing process improvements

Required Qualifications

• Bachelor's Degree
• 1-2 years of relevant experience
• Holds Series 7 or is a subject matter expert in specific processing functions
• Knowledge of the managed account industry
• Proficiency with Microsoft Office