FINRA Licensed Suitability Principal

Location: Remote

Compensation: Salary

Reviewed: Mon, Apr 13, 2026

This job expires in: 18 days

Job Category: Human Resources

Weekly Hours: Full Time

Employment Status: Permanent

Employer Type: Employer

Career Level: Experienced

Education Level: Some College, Bachelors

Job Summary

A company is looking for a Suitability Principal to support financial advisors in account maintenance and compliance.

Key Responsibilities

Conduct back-office reviews of complex brokerage transactions
Deliver education and readiness in a rapidly evolving environment
Provide exceptional service to advisors and their staff

Required Qualifications

FINRA Series 7 & 24 required at time of application
2+ years of experience with MMLIS or 3+ years in the Brokerage/Advisory space
High School Diploma

COMPLETE JOB DESCRIPTION

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