FINRA Licensed Trading Associate

Job Summary

Supporting new and existing customers with their trade execution needs, the full-time remote FINRA Licensed Trading Associate will serve as the primary point of contact for client trading of Equity, ETF, Options, and Fixed Income securities while providing exceptional service and navigating multiple systems.

Key responsibilities

• Act as the primary contact for client trading inquiries in an inbound call center environment
• Educate customers on financial solutions and tools while addressing account opening and maintenance needs
• Deliver a positive service experience by effectively solving client issues and navigating various internal systems

Required qualifications

• Bachelor's degree, preferably in business or finance
• 2+ years of financial customer service experience
• 1+ years of direct trading experience
• FINRA Series 7 and Series 63 licenses required
• Understanding of current financial markets and retirement account operations