FINRA Licensed Wealth Management Associate
Job Summary
A company is looking for a Lead Associate in Wealth Management / Premier Brokerage.
Key Responsibilities
- Handle escalated calls and provide timely resolutions in partnership with Supervisory Managers
- Coach associates on wealth management strategies and improve client conversations
- Monitor call quality and complete necessary supervisory reviews for compliance
Required Qualifications
- Bachelor's Degree or equivalent experience in financial services
- FINRA Series 7, 24, 63, and 65 registrations required
- Five years of wealth management experience
- Experience in brokerage trading and trade approval
- Ability to coach and develop job-related resources
COMPLETE JOB DESCRIPTION
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