FINRA Series 24 Operations Manager
Job Summary
Leading a team of trading specialists and analysts, the full-time FINRA Series 24 Operations Manager will oversee daily trading desk operations, ensuring efficient execution of client trades and compliance with regulatory policies while working remotely.
Key Responsibilities
- Manage and develop the trading, commissions, and licensing team
- Serve as an escalation point for complex inquiries and issues
- Identify and implement process improvements to enhance operational efficiency and client experience
Required Qualifications
- 5-7 years of supervisory experience in brokerage, trading, licensing, or compensation functions
- FINRA Series 24 registration required
- Strong knowledge of the securities industry, trade execution, and FINRA/SEC requirements
- Proven analytical and organizational skills
- Experience with regulatory compliance and operational standards
Complete Job Description
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