FINRA Series 6 Licensed Specialist

Job Summary

A company is looking for a Specialist, Bundled Client Services to guide plan sponsors and financial professionals through retirement plans and ensure effective service delivery.

Key Responsibilities:

• Conducts quarterly plan checkup reviews with plan sponsors
• Serves as a shared point of contact for plan sponsors and financial professionals
• Develops and manages relationships with internal/external clients and business partners

Required Qualifications:

• 4+ years of experience in financial services, focusing on retirement plans
• Deep knowledge of ERISA, IRS regulations, and qualified plan design
• FINRA Series 6 license required (must be obtained within 120 days from hire)
• Undergraduate studies or equivalent related work experience
• Ability to analyze business needs and recommend appropriate solutions