FINRA Series 6 or 7 Support Representative

Job Summary

Providing exceptional customer service, the full-time FINRA Series 6 or 7 Support Representative will assist clients with investment and retirement products, handle inquiries regarding account servicing, and process transactions while ensuring compliance with regulations.

Key Responsibilities

• Provide customer service for investment and retirement products, including mutual funds and brokerage accounts
• Respond to inquiries about account balances, transactions, and general account servicing
• Process transactions and resolve client requests related to account activity and trade status

Required Qualifications

• High School Diploma required
• Active FINRA Series 6 or Series 7 license required
• 1-2 years of experience in financial services or brokerage operations
• Basic understanding of investment products and securities regulations
• Prior call center or high-volume client service experience preferred