FINRA Series 6 or 7 Support Representative

Job Summary

A company is looking for a FINRA Series 6 or 7 Licensed Support Representative to provide service and support to clients with investment and retirement accounts.

Key Responsibilities

• Provide customer service regarding investment and retirement products, including mutual funds and brokerage accounts
• Respond to inbound calls and inquiries related to account balances, transactions, and general account servicing
• Process transactions and ensure compliance with company policies and FINRA regulations

Required Qualifications

• High School Diploma required
• Active FINRA Series 6 or Series 7 license required
• 1-2 years of experience in financial services, investment servicing, or brokerage operations
• Prior call center or high-volume client service experience preferred
• Basic understanding of investment products and securities regulations