FINRA Series 65 Client Specialist

Job Summary

FINRA Series 65 Client Specialist is a full-time remote position responsible for supporting advisory practices by enhancing client experiences, maintaining relationships, and facilitating operational needs.

Key Responsibilities

• Deliver exceptional client service through proactive engagement and streamlined request processing
• Collaborate with advisory teams to build and maintain strong client relationships
• Coordinate financial planning opportunities and ensure quality assurance of service requests

Required Qualifications

• Bachelor's degree in Business or related discipline or equivalent experience
• 2+ years of experience in financial services or customer experience
• Current FINRA Series 65 registration required
• Experience in client services roles
• Proficient in Microsoft Office Suite and other relevant systems