FINRA Series 65 Licensed Managing Director

Job Summary

To support business owners in navigating complex liquidity events, the full-time FINRA Series 65 Licensed Managing Director will serve as a trusted advisor, delivering integrated wealth and business transition strategies while working remotely.

Key responsibilities

• Serve as a trusted advisor to business owners and multi-generational families, providing integrated wealth and legacy planning strategies
• Develop and maintain high-value client relationships through proactive engagement and exceptional client experiences
• Identify and advance sell-side and liquidity event opportunities by leveraging strategic networks and collaborative business development efforts

Required qualifications

• Bachelor's degree in finance, economics, business, or a related field
• 15+ years of experience in investment banking, wealth strategy, or a related field
• FINRA Series 65 license
• Professional designations such as CFA, CFP, CPA, or equivalent strongly preferred