FINRA Series 7 Client Service Representative

Job Summary

To support a growing team, the full-time FINRA Series 7 Client Service Representative will engage with over 11,000 Financial Professionals, providing administrative and sales support while ensuring compliance with established policies and procedures in a remote environment.

Key responsibilities

• Respond to investment executive and client needs, concerns, and questions
• Assist in the account opening process and maintain electronic client files
• Ensure client satisfaction by providing high-level service and responsiveness

Required qualifications

• High School Diploma or equivalent (GED) required
• FINRA Series 7 License preferred
• Prior customer service experience in financial services is advantageous
• Strong ability to learn and apply new information quickly
• Excellent organizational skills and ability to manage multiple tasks simultaneously