FINRA Series 7 RIA Specialist

Job Summary

A company is looking for a RIA Senior Specialist to provide customer service and operational support in a remote setting.

Key Responsibilities

• Handle incoming calls regarding product and account information
• Provide subject matter expertise for financial platforms and assist in training new staff
• Identify process improvements and resolve operational issues

Required Qualifications

• Bachelor's degree and/or equivalent experience
• 1-2 years of relevant experience in the financial industry
• Strongly prefer FINRA Series 7 license
• Knowledge of the managed account industry
• Proficiency with Microsoft Office