Futures Commission Merchant Compliance Director

Job Summary

A company is looking for a Sr. Director of Compliance, Futures Commission Merchant.

Key Responsibilities

• Oversee compliance programs and ensure adherence to regulatory requirements
• Develop and implement compliance policies and procedures for futures trading
• Lead compliance training and awareness initiatives for staff and stakeholders

Required Qualifications

• Extensive experience in compliance within the financial services industry
• Strong knowledge of futures trading regulations and best practices
• Proven leadership skills and ability to manage compliance teams
• Advanced degree in finance, law, or a related field
• Relevant certifications in compliance or risk management are preferred