Gaming Compliance Director

Job Summary

A company is looking for a Director, Regulatory Compliance.

Key Responsibilities

• Conduct daily T+1 trade practice surveillance to monitor market activity and support onboarding of new customers
• Prepare, draft, and submit regulatory filings to the Commodity Futures Trading Commission accurately and timely
• Identify, investigate, and escalate potential violations of Exchange rules in alignment with regulatory requirements

Required Qualifications

• At least 10 years of progressive experience in market regulation or compliance within relevant organizations
• Deep understanding of trade lifecycles, including order processing, clearing, settlement, and reconciliation
• Familiarity with case management systems and market surveillance tools
• Ability to operate independently while managing complex regulatory and operational priorities
• Interest in prediction markets, sports trading, or broader financial markets