Global Capital Markets Compliance Lead

Job Summary

A company is looking for a Head of Global Capital Markets Compliance.

Key Responsibilities

• Lead the design and integration of a firmwide markets compliance framework across global capital markets activities
• Act as a trusted advisor to leadership on trading, market structure, and capital markets strategy
• Oversee market abuse and trading conduct risk frameworks, ensuring compliance with evolving regulatory expectations

Required Qualifications

• 10+ years in markets, trading, or capital markets compliance
• Senior leadership experience within exchanges, broker-dealers, or trading platforms
• Deep expertise in MiCA, MiFID II / MAR, and FCA trading venue frameworks
• Strong working knowledge of SEC, CFTC, NFA, and global regulatory environments
• Proven ability to lead global compliance programs and manage complex regulatory environments