Illinois Licensed Trading Specialist
Job Summary
Supporting investors with a broad range of trading and investment needs, the full-time Illinois Licensed Trading Specialist will guide clients through market activity, process complex securities transactions, and deepen client relationships while working remotely.
Key responsibilities
- Guide clients through trading and investment decisions, ensuring compliance with industry regulations
- Process complex securities transactions and provide education on financial products to enhance client understanding
- Build trust and strengthen client loyalty through personalized support during inbound interactions
Required qualifications
- Series 7 license required; Series 63 license or ability to obtain within 90 days
- Experience in financial services, brokerage operations, or trading support
- Strong knowledge of financial markets and investment products
- Understanding of securities transactions, including equities and options
- Ability to communicate complex concepts clearly and effectively to clients
Complete Job Description
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