Internal Audit Manager

Job Summary

A company is looking for an Internal Audit Manager with expertise in financial services and brokerage operations.

Key Responsibilities

• Lead and manage risk-based internal audits, ensuring compliance with regulatory requirements and internal policies
• Provide advisory support to business units on process optimization, control enhancements, and technology adoption
• Communicate audit findings and recommendations, ensuring appropriate action is taken by responsible managers

Required Qualifications

• Bachelor's degree required; MBA/CMA/CPA preferred
• 7+ years of relevant experience, preferably in a broker-dealer or financial services organization
• Internal auditing experience required
• Experience in coaching and developing a team of accounting professionals
• Ability to communicate sensitive information effectively