Investment Advisor with FINRA Licenses

Job Summary

A company is looking for an Investment Advisor to service individual clients and brokerage customers.

Key Responsibilities

• Educate clients on available Advisory Services to achieve retirement goals
• Perform financial planning and execute trades for mutual funds, equities, bonds, ETFs, and CDs
• Deliver a responsive client experience while adhering to compliance and risk procedures

Required Qualifications

• 4+ years of financial customer service experience
• Experience in brokerage and mutual fund trading
• FINRA Series 7, 63 & 65 (or 66) required
• FINRA fingerprinting required
• Bachelor's degree preferred