Investment Advisor with FINRA Licenses

Job Summary

A company is looking for an Investment Advisor to service individual clients within taxable and IRA accounts.

Key Responsibilities

• Educate retail clients on available Advisory Services to achieve retirement goals
• Perform financial planning and annual/mid-year reviews for clients
• Drive new business opportunities and ensure compliance with policies and procedures

Required Qualifications

• 4+ years of financial customer service experience
• Brokerage and mutual fund trading experience
• FINRA Series 7, 63 & 65 required
• FINRA fingerprinting required
• Bachelor's degree preferred