Iowa Licensed Administrative Manager

Job Summary

To support the Managed Programs Team, the full-time Iowa Licensed Administrative Manager will lead Client Service Associates, oversee centralized administrative operations, and ensure exceptional support for Financial Advisors and their teams while aligning with West Coast working hours.

Key responsibilities

• Provide day-to-day leadership and direct management of Client Service Associates
• Drive adoption of scalable processes and best practices to enhance the Employee Affiliation Model
• Identify opportunities to improve workflows and streamline support models

Required qualifications

• FINRA Series 7 and Series 66 within 120 days
• 2+ years of experience working with Financial Advisors and support teams
• 2+ years of brokerage/financial services industry knowledge
• Demonstrated experience in effectively leading and managing teams
• Bachelor's degree; preferably in Business, Accounting, or Finance