Lead Financial Advisor Associate
Job Summary
Handling complex escalated calls, the full-time remote Lead Financial Wellness Planning and Advisory Services Associate will manage client issues, provide coaching to associates, and ensure compliance with regulatory standards while enhancing wealth management conversations.
Key responsibilities
- Manage escalated client calls and coordinate resolutions with supervisory managers
- Provide ongoing coaching to associates on wealth management and tax-exempt strategies
- Conduct call monitoring and complete Best Interest Profile Supervisory reviews
Required qualifications
- Bachelor's Degree or equivalent experience in financial services
- FINRA Series 7, 24, 63, and 65 registrations required
- Five years of wealth management experience preferred
- Experience in brokerage trading and trade approval preferred
- Demonstrated ability to handle client escalated issues effectively
Complete Job Description
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