Lead Wealth Advisor

Job Summary

A company is looking for a Lead Wealth Advisor to join their growing organization.

Key Responsibilities:

• Handle escalated customer situations and monitor calls for quality
• Develop and deliver training and up-skill resources for sales associates
• Ensure regulatory compliance and fiduciary duty in all recommendations and sales

Required Qualifications:

• Bachelor's degree or equivalent combination of education and work experience
• FINRA Series 7, 24, 63, and 65 (or 66) required
• 2+ years of industry experience and leadership
• In-depth understanding of retail investment vehicles and qualified retirement plans
• Proficient knowledge of Windows, Microsoft Office Software, and various file manipulation skills on a PC