Licensed Brokerage Operations Specialist

Job Summary

A company is looking for an Advanced Brokerage Operations Professional, LIC.

Key Responsibilities

• Answer incoming phone calls and process new account documents, maintenance requests, transfers, and distributions
• Analyze and process complex new business and service transactions while ensuring compliance with regulatory standards
• Collaborate with team members and other service teams to maintain high-quality customer service and achieve department objectives

Required Qualifications

• High School diploma with 1-2 years of related experience
• FINRA Series 7 and 63/65, or 66 required or to be obtained within 90 days of hire
• Proficiency in MS Excel and MS Word
• Knowledge of brokerage operations products, services, and related systems
• Ability to work flexible hours based on volume forecasts