Licensed Compliance Supervisor

Job Summary

A company is looking for a Field Supervision Officer III to oversee compliance in social media and electronic communications.

Key Responsibilities

• Partner with Financial Advisors and branch teams to ensure a compliant social media presence
• Review and approve social media activity, including profiles and posts
• Identify supervisory issues and communicate them effectively to relevant stakeholders

Required Qualifications, Training, and Education

• Three years of supervisory experience in Social Media & Electronic Communications
• Series 7, 9, 10, 24, and 66 licenses required (Series 66 must be obtained within 30 days of hire)
• Extensive knowledge of industry rules and regulations related to Social Media & E-Communications
• Bachelor's degree in a business-related field is preferred but not required
• Candidates must be able to work in the office four days per week starting June 1, 2026