Manager, Regulatory Advisory Compliance

Job Summary

Providing strategic compliance and regulatory advice, the full-time Manager, Regulatory Advisory & Practices will support risk governance and control management for corporate functions while collaborating with various business units to enhance compliance processes.

Key responsibilities

• Provide compliance and privacy advisory support by identifying applicable Laws, Rules, and Regulations (LRRs) related to business processes
• Partner with Governance & Control and business stakeholders to design and enhance controls, recommending mitigation strategies
• Interpret Compliance Risk Assessment results and advise on prioritizing actions to address compliance risks and gaps

Required qualifications

• 4+ years of experience in compliance, legal, privacy, or regulatory advisory within the financial services industry
• Experience in governance, risk management, or operational risk management within the financial services sector
• Demonstrated ability to interpret and apply regulatory requirements and advise on compliance risks
• Bachelor's degree required; advanced degree (e.g., J.D.) preferred
• Strong analytical, research, and project management skills, with the ability to manage multiple priorities