Marketing Review Analyst

Job Summary

A company is looking for a Marketing Review Analyst - Managed Services.

Key Responsibilities:

• Review client advertising/marketing materials for compliance with SEC or state regulatory requirements
• Analyze client emails to identify potential issues using keyword flags and random sampling
• Assist with the administration of client code of ethics requirements and various regulatory filing processes

Required Qualifications:

• Familiarity with SEC Rule 206(4)-1 regarding investment adviser marketing
• 4+ years' experience in reviewing investment adviser advertising/marketing materials
• Proficient in Microsoft Office Suite and experience with Salesforce or other CRM systems
• Understanding of ComplySci and MyRIACompliance platforms is a plus
• Exceptional organizational and time management skills