Minnesota Licensed Brokerage Operations Professional
Job Summary
To support brokerage operations, the full-time Minnesota Licensed Brokerage Operations Professional will process new account documents, handle maintenance requests, and ensure compliance with regulatory standards while working remotely.
Key responsibilities
- Provide services as part of a brokerage operations team, including answering calls and managing workflow
- Analyze and process complex transactions, ensuring timely and accurate service to clients
- Maintain relationships with field professionals and internal business units to enhance service quality and satisfaction
Required qualifications
- High School diploma with 1-2 years of related experience
- FINRA Series 7 and 63/65, or 66 required or to be obtained within 90 days of hire
- Proficiency in MS Excel, MS Word, and financial reporting tools
- Strong written and communication skills
Complete Job Description
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