New York Compliance Manager

Job Summary

A company is looking for a Compliance Manager.

Key Responsibilities

• Conduct final reviews of marketing materials and operational processes to mitigate compliance risks
• Assess the impact of emerging financial services regulations and recommend compliance actions
• Oversee workplace investigations and provide strategic legal and compliance guidance on employment matters

Required Qualifications

• Master's degree in Law, Legal Studies, or a closely related field
• 2 years of experience as a Legal Analyst, Compliance Officer, or similar role
• Experience in revising/drafting employment policies and managing data privacy
• Experience in managing compliance contracts and vendor risk management
• Knowledge of corporate governance and regulatory reporting