New York Series 16 Supervisory Analyst

Job Summary

A company is looking for an Equity Research Supervisory Analyst to support the editing and publishing of equity research reports.

Key Responsibilities

• Review research reports for compliance with FINRA regulations and internal guidelines
• Ensure clarity and fairness of content, validating investment theses and financial figures
• Liaise with research analysts and the compliance department to finalize documents for publication

Required Qualifications

• Bachelor's Degree required
• 5+ years of experience as a Supervisory Analyst
• Active Series 16 License required
• Experience with the BlueMatrix publishing platform preferred
• Ability to prioritize multiple projects under tight deadlines