NMLS Licensed Regional Lead

Job Summary

A company is looking for an Emerging Affluent Region Lead.

Key Responsibilities

• Manage and lead a team of Investment Consultants to grow market share among emerging affluent clients
• Collaborate with leaders in Wealth Management and Retail to drive strategic initiatives
• Support the build-out of the emerging affluent offering and assist with the remote affluent strategy

Required Qualifications

• National Mortgage Licensing Service (NMLS) registration and compliance with legal requirements
• FINRA SIE, Series 7, Series 63, and Series 24 licenses
• Bachelor's degree in Accounting, Finance, or a related field
• 10+ years of investment experience, with at least 5 years in a managerial role
• Thorough knowledge of securities markets and investment products