NMLS Registered Regional Lead

Job Summary

A company is looking for an Emerging Affluent Region Lead to manage a team of Investment Consultants and drive market share growth for emerging affluent clients.

Key Responsibilities

• Manage and lead a team of Investment Consultants to grow market share among emerging affluent clients
• Collaborate with other leaders within Wealth Management and Retail to drive strategic initiatives
• Support the remote affluent offering and assist in building out the emerging affluent services

Required Qualifications

• National Mortgage Licensing Service (NMLS) registration and ongoing compliance with legal requirements
• FINRA SIE, Series 7, Series 63, and Series 24 licenses
• Bachelor's degree or equivalent in Accounting, Finance, or related field
• 10+ years of investment experience, with at least 5 years in a managerial role
• Thorough knowledge of securities markets and investment products