North Carolina Licensed Supervisory Analyst

Job Summary

A company is looking for an Equity Research Associate - Supervisory Analyst.

Key Responsibilities

• Provide supervisory approval for research reports and other content
• Ensure smooth and compliant workflow of equity research, including review of presentations and public appearances
• Interact with equity research teams, management, and compliance as needed

Required Qualifications

• BA/BS degree
• Prior equity research or Supervisory Analyst experience (at least 3-5 years)
• FINRA Registrations (7, 63, 87, 16 and/or 24)
• Working knowledge of FINRA, SEC, and other regulations related to equity research
• Strong editing skills in a fast-paced environment