Outbound Associate with Series Licenses

Job Summary

A company is looking for an Outbound Associate to contribute to its investment advisory offering.

Key Responsibilities

• Conduct outbound and inbound phone sales to generate interest in wealth management services
• Interact with financial advisors and prospective clients to schedule virtual meetings
• Assist users with troubleshooting issues related to the Financial Dashboard and document interactions

Required Qualifications

• Proven ability to maintain compliance with regulatory policies and procedures
• Knowledge of investment products and services
• Possession of a clean U4 record
• Proven investment advisory sales skills, including proactive outbound calling
• Series 7, 63, 65, and 66 licensure is a plus