Registered Brokerage Client Service Associate
Job is Expired
Location: Remote
Compensation: Salary
Staff Reviewed: Tue, Jul 09, 2024
Job Summary
A company is looking for a Registered Brokerage Client Service Associate.
Key Responsibilities:
- Assist clients and broker partners with service needs and issues
- Process operational requests such as funds distributions and account updates
- Research and respond to client issues related to form submissions and transfers
Required Qualifications:
- One to two years of experience in the securities industry
- FINRA Series 7 license or ability to obtain within the first 3 months of employment
- Experience with FINRA, Federal, and SEC regulations
- Ability to adapt to a changing business and regulatory environment
- Excitement about the company's mission and products
COMPLETE JOB DESCRIPTION
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Job is Expired
Company Overview
Company Company Name
Headquarters Headquarters
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Website
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