Registered Brokerage Client Service Associate

Location: Remote
Compensation: Salary
Staff Reviewed: Tue, Jul 09, 2024
This job expires in: 22 days

Job Summary

A company is looking for a Registered Brokerage Client Service Associate.

Key Responsibilities:
  • Assist clients and broker partners with service needs and issues
  • Process operational requests such as funds distributions and account updates
  • Research and respond to client issues related to form submissions and transfers

Required Qualifications:
  • One to two years of experience in the securities industry
  • FINRA Series 7 license or ability to obtain within the first 3 months of employment
  • Experience with FINRA, Federal, and SEC regulations
  • Ability to adapt to a changing business and regulatory environment
  • Excitement about the company's mission and products

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