Registered Investment Analyst - Series 7/63

Job Summary

A company is looking for a Brokerage Services Registered Analyst - Series 6/7/63 - Remote.

Key Responsibilities

• Provide advice and support to clients and financial advisors on securities transactions and investment needs
• Analyze and process investment transactions while ensuring accuracy and compliance
• Deliver exceptional client service by addressing inquiries and promoting client retention

Required Qualifications

• FINRA Series 7 and 63 Licenses
• Associates degree in business or related field or equivalent experience
• Minimum of 4 years of customer service experience
• Expert knowledge of investment products and tax implications
• Ability to handle a high volume of calls with accuracy