Registered Principal Support Specialist

Job is Expired
Location: Remote
Compensation: Salary
Reviewed: Thu, Mar 05, 2026

Job Summary

A company is looking for a Registered Principal Support Specialist.

Key Responsibilities
  • Monitor and respond to top producers' telephone inquiries
  • Function as a sales partner to assigned Securities Representatives
  • Collaborate with management to recommend and implement department changes and improvements
Required Qualifications
  • Bachelor's Degree (preferred) or 3 years of work experience in the Securities Industry
  • Series 6 and 26 or 7 and 24 licenses required
  • Knowledge of individual securities and market dynamics preferred
  • Ability to manage multiple priorities and adapt to changes efficiently
  • Ability to perform assigned tasks within specified time frames and meet quality expectations

COMPLETE JOB DESCRIPTION

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