Registered Retirement Representative

Job Summary

As a Registered Retirement Representative, the full-time remote position will manage incoming telephone inquiries regarding retirement plans, process financial transactions, and assist participants with account navigation while ensuring compliance with FINRA/SEC guidelines.

Key responsibilities

• Answer incoming inquiries related to retirement plans, account information, and financial transactions
• Process financial transactions and provide explanations of past returns in relation to the economic environment
• Assist participants in navigating automated systems and websites for executing transactions and loans

Required qualifications

• Associate degree in business or a related field preferred
• One to two years of directly related experience required if no degree is held
• At least one year of customer service experience, preferably in financial services
• FINRA Series 6 and Series 63 licenses required
• FINRA fingerprinting required