Regulatory Administration Paralegal

Job Summary

A company is looking for a Regulatory Administration Paralegal to support fund clients in regulatory filings and documentation.

Key Responsibilities

• Prepare regulatory filings required under federal securities laws, including registration statements and proxy statements
• Coordinate with internal partners and external clients to manage complex document updates and edits
• Assist in planning and preparing materials for client board and shareholder meetings

Required Qualifications

• Paralegal certification from an accredited program or equivalent education and relevant experience
• Associate's degree required; relevant professional experience may be considered in lieu of a degree
• Working knowledge of SEC rules and regulatory filings applicable to mutual funds, ETFs, and closed-end funds
• Experience with document management systems, preferably Wdesk
• Willingness to work occasional evenings or weekends during peak periods