Regulatory Advisory Director

Job Summary

Detail-oriented and proactive, the full-time salaried Regulatory Advisory Director will manage compliance risk across products and processes, ensuring adherence to regulatory requirements while serving as a key liaison between the business and compliance functions.

Key responsibilities

• Serve as a key point of contact between the business and second-line functions to support effective issue identification and remediation
• Lead risk and control assessments, compliance testing, and issue tracking in alignment with enterprise governance frameworks
• Partner with business teams to embed compliance requirements into operational workflows and manage compliance-related governance activities

Required qualifications

• 7-10+ years of compliance, legal, or risk experience within a financial institution, preferably in a first line of defense role
• Deep knowledge of U.S. banking and securities regulations such as BSA/AML, Reg Z, and UDAAP
• Experience designing and implementing compliance controls and programs
• Strong understanding of the payments industry and regulatory expectations
• Proven experience in risk assessments and compliance program execution