Regulatory Internal Auditor

Job Summary

A company is looking for an Internal Auditor - Regulatory.

Key Responsibilities:

• Lead and execute internal audit engagements, including planning and reporting according to IIA standards
• Perform risk-based assessments and evaluate the effectiveness of internal controls related to regulatory reporting and corporate functions
• Support regulatory issue management by validating remediation activities and ensuring sustainability of control enhancements

Required Qualifications:

• Bachelor's degree in Accounting, Finance, Information Systems, or a related field
• 3-5+ years of experience in internal audit, including risk assessments and control testing
• Experience auditing within large banks or financial services institutions
• CPA, CIA, or CISA certification (or actively pursuing) preferred
• Familiarity with regulatory frameworks such as OCC Heightened Standards and Basel