Regulatory Paralegal

Job Summary

The full-time salaried Regulatory Paralegal will support the Legal team remotely by managing regulatory filings, maintaining documentation, and ensuring compliance with financial regulations.

Key responsibilities

• Prepare, review, and submit regulatory filings and reports
• Coordinate subpoena responses and maintain organized records of regulatory correspondence
• Track deadlines and support audits, examinations, and regulatory inquiries

Required qualifications

• Experience supporting regulatory filings, audits, or compliance programs
• Strong organizational and project management skills
• Proficiency with document management and productivity tools
• Demonstrated ability to work cross-functionally and manage multiple priorities
• Interest in or experience using AI tools in daily workflows