Regulatory Support Specialist

Job Summary

A company is looking for a New Business Specialized Regulatory Support Specialist.

Key Responsibilities

• Review and process new business documents for completeness, accuracy, and regulatory compliance
• Manage replacement reports and ensure compliance with regulatory requirements
• Communicate effectively with agents, financial institutions, and clients to resolve outstanding requirements

Required Qualifications, Training, and Education

• Relevant experience in a customer service role, preferably in the financial services industry
• Ability to work effectively in a team environment
• Experience in a high-volume, fast-paced work setting
• College degree and/or equivalent experience preferred
• Technical skills in managing case information and utilizing necessary resources