Job Summary
An investment firm has a current position open for a Remote Brokerage Operations Specialist.
Core Responsibilities of this position include:
- Providing ongoing account maintenance and review of new and existing account activity
- Processing trading related tasks
Must meet the following requirements for consideration:
- Securities regulatory knowledge and strong understanding of account transfers, corporate actions/dividends, and trading
- Understanding of AML and risk mitigation rules
- Minimum of 2 years brokerage industry experience preferably in a back office role
- FINRA Series 7 required (or ability to obtain in 90 days)
