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Remote Brokerage Operations Specialist in Palo Alto

Job is Expired
Location: California
Compensation: To Be Discussed
Staff Reviewed: Tue, Aug 27, 2019
Job Category: Financial
Weekly Hours: Full Time
Employer Type: Employer
Career Level: Experienced

Job Summary

A nextgen banking service needs applicants for an opening for a Remote Brokerage Operations Specialist in Palo Alto.

Core Responsibilities of this position include:

  • Reviewing and processing account transfer requests within service level
  • Completing daily brokerage operations exception reports
  • Conducting quality control reviews and regulatory document delivery reconciliation

Qualifications Include:

  • 2 years brokerage industry experience
  • Securities regulatory knowledge
  • Understanding of AML and risk mitigation rules
  • Strong organizational skills
  • Customer-centric business philosophy and collaborative mindest
  • Ability to communicate cross-functionally

COMPLETE JOB DESCRIPTION

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