Remote Compliance Consultant
Job Summary
A financial services company is in need of a Remote Compliance Consultant.
Individual must be able to fulfill the following responsibilities:
- Identify and independently, work with business areas to develop or review documents relative to our business
- Correspond with appropriate government agencies
- Responsible for the development, delivery, and resolution, of risk assessments and needs analyses for various compliance initiatives
Required Skills:
- Bachelor's Degree or equivalent experience
- Eight years relevant experience in compliance or closely related/relevant experience
- Active FINRA registrations (S7 and S24) or the ability to obtain within 120 days of hire
COMPLETE JOB DESCRIPTION
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