Job Summary
A banking company has an open position for a Remote Compliance Quality Assurance Analyst.
Individual must be able to fulfill the following responsibilities:
- Develop a strong understanding of the business line's key risks and corresponding controls
- Conduct testing of the capital markets, swap dealer, MSRB and Volcker Rule covered activities
- Evaluate the adequacy of the business line's controls
Applicants must meet the following qualifications:
- Bachelor's degree, or equivalent work experience
- Seven to ten years of applicable experience
- Can keep abreast of legal and regulatory matters affecting the compliance testing program
