Remote Compliance Risk Manager

Job Summary

A financial services provider is filling a position for a Remote Compliance Risk Manager.

Core Responsibilities of this position include:

• Performing testing to ensure appropriate firm controls are in place and executed
• Providing guidance to business process owners on performing and documenting supervisory review
• IIdentifying and executing project tasks for key project initiatives in the department and co-lead projects

Required Skills:

• Bachelor's degree
• Series 7, 24 and 66 registrations required within 24 months of employment
• Minimum 3+ years in a securities industry, consulting, regulatory, risk management or auditing
• Comprehensive understanding of industry rules, regulations and acceptable business practices
• Ability to interpret emerging regulatory risk, identify and respond to the impact