Job is Expired
Location: Alaska, Arkansas, California, Idaho, Montana
Compensation: To Be Discussed
Staff Reviewed: Fri, Sep 17, 2021
Job Summary
A financial services firm has an open position for a Remote Compliance Senior Analyst.
Must be able to:
- Analyze marketing materials and other forms of communication
- Consult with advisors on their marketing initiatives
- Research and address instances where firm’s policies regarding communications with the public are not being followed
Position Requirements Include:
- Minimum of 3+ years of relevant experience
- The Series 7, Series 24 and Series 63 are required
- Advertising/Marketing compliance review experienc